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Profitability.net helps clients meet SEC 17a-4 & NASD 3010 rules

CINCINNATI, Ohio - Profitability.net has announced it signed three email archiving & compliance contracts in January with McConnell, Budd & Romano, Taylor Investment Advisors and Stout, Risius, Ross Advisors.

Profitability.net’s hosted email compliance solution helps companies comply with NASD 3010 and SEC 17a-4 regulations. Messages flow through Profitability.net’s filters and are delivered in real-time to the company mail server. During the filtering process, spam and viruses are quarantined and two copies of all incoming and outgoing email messages are stored in secure data centers for 3 to 6 years.

Aaron Larkins, President of Profitability.net, said his company can complete an implementation within 5 to 10 business days for new clients. “Profitability.net helps broker dealers and financial advisors by removing the compliance burden. Our solution requires no hardware, software or significant resource investment to get started. Additionally, clients have a predictable and affordable cost structure to meet compliance regulations.”

Stout, Risius, Ross Advisors is an investment banking firm with offices in Chicago and Detroit.

Taylor Investment Advisors is a financial advisory firm headquartered in Dallas. They specialize in financial advisory services for high-net worth individuals.

McConnell Budd & Romano, Inc. is an investment banking firm specializing in the Community Bank and Thrift industry. The firm offers a full array of investment advisory services as well as providing high quality, insightful research to Institutional investors.

Profitability.net provides compliance solutions to help companies comply with SEC 17a-4 & NASD 3010 Rules. The compliance suite includes email filtering, archiving and hosting platforms designed to meet regulatory requirements. Contact Profitability.net today to learn more about compliance solutions.